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Feb 17, 2025
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FIN 452 - Series 7 Preparation Credit Hours: 3
Comprehensive course focusing on Series 7 preparation. An in-depth examination of the securities industry from the perspective of the brokerage function, including the regulatory environment and legal liability issues, professional ethics, transaction settlement procedures, public/client relations and investment planning strategies. Prepares students to complete the Qualification Examination for General Securities Registered Representative (Series 7 Exam).
Prerequisite: FIN 362
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