Feb 17, 2025  
2024-2025 Undergraduate Catalog 
    
2024-2025 Undergraduate Catalog
Add to Portfolio (opens a new window)

FIN 452 - Series 7 Preparation


Credit Hours: 3

Comprehensive course focusing on Series 7 preparation. An in-depth examination of the securities industry from the perspective of the brokerage function, including the regulatory environment and legal liability issues, professional ethics, transaction settlement procedures, public/client relations and investment planning strategies. Prepares students to complete the Qualification Examination for General Securities Registered Representative (Series 7 Exam).

Prerequisite: FIN 362 



Add to Portfolio (opens a new window)